Listing Applications

Equity and Corporate Debt

• Listing Application

Investment funds

• Listing Application (Closed-Ended only)
• Listing Application (Closed-Ended Property Funds only)
• Listing Application (Limited Partnerships only)
• Listing Application (Open-Ended only)
• Listing of Additional Shares (Closed-Ended only)
• Listing of a new Class or Cell

Specialist Debt Securities

• Listing Application
• Listing Application (Issues under an approved Programme only)

Continuing Obligations

 General

• Application for Change of Name of a Listed Issuer
• Application for Change of Name of a Listed Class, Cell or Sub-fund
• Application for a Change of Sponsor of a Listed Security
• Application for an Extension to the Maturity Date
• Notification of a Change of Director of a Listed Issuer
• Notification of a Change of Advisor of a Listed Issuer

Equity and Corporate Debt 

• Continuing Obligations Review for Primary Listed Equity Securities
• Continuing Obligations Review for Secondary Listed Equity Securities

Investment Funds

• Continuing Obligations Review for Primary Listed Funds
• Continuing Obligations Review for Secondary Listed Funds

De-Listings and Suspensions

• Application for a Listing Suspension
• Application for a Reduction in the Value of Debt Securities Listed or Number of Shares Listed
• Application for a Cancellation of Listing (De-Listing)

(All downloadable documents are in PDF format - max size 500Kb)